Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Parker? Claim Your ProfileParker Wayne Brean is a registered representative with Hilltop Securities Inc. Parker has been working in the securities industry since April 14, 2008. Parker has passed several industry exams, including the Series 7, Series 10 and Series 9 exams. Parker is registered with the Securities and Exchange Commission (SEC) and FINRA. In addition to their work at Hilltop Securities Inc., Parker is also the director of Linday Brean Public Relations Inc., a public relations firm. Parker is registered in the state of California, Colorado, Florida, Kentucky, Michigan, Nevada, New York and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CA
07/03/2023 - Present
Hilltop Securities Inc. (SAN DIEGO CA)
CA
04/14/2008 - 12/31/2008
M.L. STERN & CO., LLC. (SAN DIEGO CA)
BOTH
Issued 05/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/19/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/18/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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