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Paris George St. clair

Daiwa Capital Markets America Inc.

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About Paris George St. clair

Paris St. clair is a financial advisor who has been in the industry since June 23, 2010. Currently, Paris is registered with Daiwa Capital Markets America Inc. and holds the Series 3, 7, 24 and SIE licenses. In the past, Paris worked at TD Securities (USA) LLC, SG Americas Securities, LLC and Barclays Capital Inc. Paris is registered in 17 states, including Alabama, California, Connecticut, Delaware, Florida, Georgia, Illinois, Kansas, Massachusetts, Minnesota, Missouri, New York, Ohio, Oregon, Pennsylvania, Texas and Wisconsin.

Firm Information

Paris St. clair is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paris St. clair’s Registration & Firm History

NY

06/15/2020 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

NY

10/05/2017 - 10/16/2019

TD SECURITIES (USA) LLC (NEW YORK NY)

NY

04/02/2013 - 09/07/2017

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

08/25/2009 - 02/26/2013

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/28/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/10/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/2013

Series 3 - National Commodity Futures Examination

BC

Issued 08/24/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Paris George St. clair.
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