Unclaimed
Paresh C. Shah is an investment advisor representative with Neuberger Berman BD LLC. Shah has been in the industry since January 25, 2006. Shah is registered with FINRA, and is licensed in California, New Jersey, New York, North Carolina, Ohio and Texas. Shah is also registered with the state of California as an investment advisor. Shah previously worked at Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
09/19/2008 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
01/25/2006 - 09/24/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Paresh Shah is the right advisor for you? Invested Better is here to help.