Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paras? Claim Your ProfileParas Gautam is an investment advisor representative at Ameriprise Financial Services, LLC. Paras has been in the financial services industry since October 1999. Paras's current registrations include Series 63, 65, 7, 9, 10, and SIE. Paras has experience working with individuals, trusts/estates, high net worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, and corporations/businesses. Paras can provide financial planning, educational seminars, asset allocation services, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Paras has also been on the board of directors for a non-investment related organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
08/10/2022 - Present
Ameriprise Financial Services, LLC (Oakbrook Terrace IL)
IL
02/15/2008 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (OAKBROOK TERRACE IL)
IL
10/18/1999 - 03/03/2008
CITIGROUP GLOBAL MARKETS INC. (OAKBROOK TERRACE IL)
IA
Issued 11/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/16/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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