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Paranj Patel

Pruco Securities, LLC

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About Paranj Patel

Paranj Patel is a financial advisor with Pruco Securities, LLC. Paranj has been in the financial industry since January 31, 2004 and is registered in 50 states. Paranj has passed the Series 7, Series 63, Series 66, Series 24, and Series 53 exams. Paranj has previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and DATEK ONLINE FINANCIAL SERVICES LLC.

Firm Information

Paranj Patel is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Paranj Patel’s Registration & Firm History

NJ

06/18/2009 - Present

Pruco Securities, LLC (NEWARK NJ)

NJ

07/18/2007 - 06/15/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

NY

04/03/2002 - 07/29/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NJ

01/23/2002 - 03/14/2002

DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 10/30/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/27/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/01/2012

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/28/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paranj Patel.
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