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Paramita Sarkar

American Enterprise Investment Services Inc.

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About Paramita Sarkar

Paramita Sarkar is a financial advisor who is registered with FINRA and holds the Series 7, Series 24 and SIE licenses. Paramita's registration began on January 3, 2017, with American Enterprise Investment Services Inc. Paramita has been in the industry for over 10 years, with prior experience at Ameriprise Financial Services, LLC.

Firm Information

Paramita Sarkar is currently registered with American Enterprise Investment Services Inc.. American Enterprise Investment Services Inc. is a Corporation formed in April 1990, registered to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been approved for SEC registration and has been involved in 11 regulatory and civil disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paramita Sarkar’s Registration & Firm History

MN

01/03/2017 - Present

American Enterprise Investment Services Inc. (Minneapolis MN)

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Licenses & Designations

BC

Issued 02/23/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paramita Sarkar.
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