Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paramita? Claim Your ProfileParamita Roy is an Investment Advisor Representative at EP Wealth Advisors in Torrance, CA. Paramita has been in the industry since 2008. Paramita specializes in retirement planning, portfolio management, and financial planning. Paramita has been registered with EP Wealth Advisors since January 2021, and has previously been registered with TD Ameritrade, Fidelity Brokerage Services, J.P. Morgan Securities, Waddell & Reed, and Sagepoint Financial. Paramita holds the Series 6, 7, 63, and 66 securities licenses as well as the SIE. Paramita has a history of providing financial advice to high net worth individuals, individuals other than high net worth, pension and profit sharing plans, corporations or other businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan advisory services & tax preparation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/12/2021 - Present
EP Wealth Advisors (TORRANCE CA)
CA
05/27/2020 - 01/11/2021
TD AMERITRADE, INC. (PASADENA CA)
CA
06/04/2013 - 05/04/2020
FIDELITY BROKERAGE SERVICES LLC (PASADENA CA)
CA
04/16/2013 - 05/14/2013
J.P. MORGAN SECURITIES LLC (MOORPARK CA)
CA
04/21/2010 - 04/19/2013
WADDELL & REED, INC. (SHERMAN OAKS CA)
CA
02/25/2008 - 04/20/2010
SAGEPOINT FINANCIAL, INC. (SANTA MONICA CA)
BOTH
Issued 06/17/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2009
Series 7 - General Securities Representative Examination
BC
Issued 02/22/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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