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Parag Ramniklal Shah

Blackrock Investments, LLC

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About Parag Ramniklal Shah

Parag Ramniklal Shah has been in the financial services industry since October 26, 2005. Parag Shah is currently registered with Blackrock Investments, LLC. Parag Shah previously worked at BLACKROCK FUND DISTRIBUTION COMPANY and MORGAN STANLEY & CO., INCORPORATED.

Firm Information

Parag Shah is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Parag Shah’s Registration & Firm History

CA

01/03/2012 - Present

Blackrock Investments, LLC (SAN FRANCISCO CA)

CA

02/17/2010 - 12/31/2011

BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)

NY

12/08/2003 - 03/31/2008

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/22/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/03/2021

Series 4 - Registered Options Principal Examination

BC

Issued 10/03/2016

Series 24 - General Securities Principal Examination

BC

Issued 03/29/2022

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Parag Ramniklal Shah.
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