Unclaimed
Paolo Rocco Frattaroli is a registered representative with Neuberger Berman BD LLC and has been in the industry since November 2003. Paolo is registered with the state of New Jersey and New York and offers services such as portfolio management for individuals and portfolio management for pooled investment vehicles. Paolo is a highly experienced financial professional who can help you reach your financial goals. Paolo’s previous experience includes Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
04/01/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
11/13/2003 - 06/01/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 06/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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