Unclaimed
Paolo Fontana has been active in the financial industry since July 10, 2004. Currently, Paolo is a registered representative with T3 Trading Group, LLC. Paolo has held previous positions at several firms including T3 Securities, Inc., Assent LLC, Lightspeed Professional Trading LLC and Sound Securities, LLC. Paolo holds the Series 7, Series 55, SIE and Series 57TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/11/2011 - Present
T3 Trading Group, LLC (NEW YORK NY)
NY
11/03/2015 - 01/23/2017
T3 SECURITIES, INC. (New York NY)
FL
09/17/2007 - 07/08/2010
ASSENT LLC (FORT LAUDERDALE FL)
NY
01/16/2007 - 08/06/2007
LIGHTSPEED PROFESSIONAL TRADING LLC (NEW YORK NY)
NY
12/21/2005 - 05/24/2006
SOUND SECURITIES, LLC (JERICHO NY)
NY
12/06/2002 - 10/20/2005
E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/24/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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