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Paolo Crivera

BGC Financial, LP

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About Paolo Crivera

Paolo Crivera is a financial professional with over 25 years of experience in the industry. Paolo has held positions at several firms, including Goldman, Sachs & Co., Nomura Securities International, Inc., and Tullett Prebon Financial Services LLC. Paolo currently works at BGC Financial, LP, where he is a registered representative. Paolo is licensed to sell securities in multiple states.

Firm Information

Paolo Crivera is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paolo Crivera’s Registration & Firm History

NJ

12/01/2015 - Present

BGC Financial, LP (Iselin NJ)

NJ

02/26/2013 - 12/01/2015

TULLETT PREBON FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NY

09/26/2011 - 10/05/2012

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

12/04/1997 - 10/14/2011

GOLDMAN, SACHS & CO. (NEW YORK NY)

TX

11/29/1995 - 02/02/1996

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NJ

12/01/1994 - 06/09/1995

INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)

NY

08/23/1994 - 12/08/1994

AMERICORP SECURITIES, INC. (NEW YORK NY)

NY

02/28/1994 - 08/26/1994

NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)

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Licenses & Designations

BC

Issued 03/31/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/31/2016

Series 4 - Registered Options Principal Examination

BC

Issued 05/01/1995

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/2005

Series 3 - National Commodity Futures Examination

BC

Issued 04/24/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/15/2000

Series 25 - NYSE Trading Assistant Examination

BC

Issued 02/25/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Paolo Crivera.
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