Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paola? Claim Your ProfilePaola Gallego is an investment advisor representative with Wealthpenn.comllc in PURCHASE, NY. Paola has been in the industry since 2001. Paola has several designations and has passed many exams, including Series 63, 65, 7, 3, 10, 9, and 24. Paola has worked for several other firms in the past, including UBS FINANCIAL SERVICES INC, UBS INTERNATIONAL INC, J.P. MORGAN SECURITIES INC, and GRUNTAL & CO., L.L.C. Paola specializes in providing financial planning, pension consulting, educational seminars, and asset allocation advice to individual, corporate, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/16/2021 - Present
Morgan Stanley (PURCHASE NY)
NY
01/01/2010 - 04/02/2020
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
07/24/2006 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
04/08/2002 - 07/18/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/18/2001 - 03/20/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
IA
Issued 11/8/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/5/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/30/2022
Series 24 - General Securities Principal Examination
BC
Issued 11/23/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/30/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/13/2011
Series 3 - National Commodity Futures Examination
BC
Issued 10/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Paola Gallego is the right advisor for you? Invested Better is here to help.
