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Pankaj Kankaria

Barclays Capital Inc.

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About Pankaj Kankaria

Pankaj Kankaria is a financial professional with over 7 years of experience in the financial industry. Pankaj is currently registered with Barclays Capital Inc., and has previously held positions at J.P. MORGAN SECURITIES LLC and J.P. MORGAN CLEARING CORP. Pankaj is a Series 99TO and SIE licensed professional.

Firm Information

Pankaj Kankaria is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pankaj Kankaria’s Registration & Firm History

NY

07/22/2020 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

05/20/2019 - 01/22/2020

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

11/29/2013 - 08/23/2016

J.P. MORGAN CLEARING CORP. (BROOKLYN NY)

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Licenses & Designations

BC

Issued 05/20/2019

Series 99TO - Operations Professional Examination

BC

Issued 08/23/2016

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2013

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pankaj Kankaria.
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