Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pankaj? Claim Your ProfilePankaj Balvantrai Naik is a financial advisor with over 20 years of experience in the industry. Pankaj currently works at Franklin Distributors, LLC, a firm based in New York. Prior to this role, Pankaj has held positions at Prudential Investment Management Services LLC, J.P. Morgan Institutional Investments Inc. and OppenheimerFunds Distributor, Inc. Pankaj holds Series 6, 7, and 63 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/18/2016 - Present
Franklin Distributors, LLC (NEW YORK NY)
NY
01/04/2012 - 02/18/2016
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)
NY
02/09/2011 - 11/28/2011
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
03/26/2004 - 11/23/2010
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
07/28/2000 - 02/06/2003
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 01/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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