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Panetta Thomas

Cetera Investment Services LLC

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About Panetta Thomas

Panetta Thomas has over 25 years of experience in the financial services industry. Panetta is a registered representative of Cetera Investment Services LLC and has been with the firm since August 2022. Prior to joining Cetera, Panetta worked for Hancock Whitney Investment Services Inc. Panetta is licensed to conduct business in Alabama, Florida, Louisiana, Mississippi, and Texas. Panetta holds Series 6, 7, 24, 53, and 63 securities licenses, as well as the SIE.

Firm Information

Panetta Thomas is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Panetta Thomas’s Registration & Firm History

LA

08/10/2022 - Present

Cetera Investment Services LLC (DENHAM SPRINGS LA)

LA

10/08/2010 - 08/10/2022

HANCOCK WHITNEY INVESTMENT SERVICES INC. (DENHAM SPRINGS LA)

LA

01/04/1999 - 02/23/2010

HANCOCK INVESTMENT SERVICES, INC. (BATON ROUGE LA)

PA

05/07/1996 - 07/10/1998

UNITED VARIABLE SERVICES, INC. (WEST CHESTER PA)

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Licenses & Designations

BC

Issued 10/29/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/05/2003

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/12/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/09/1999

Series 7 - General Securities Representative Examination

BC

Issued 04/10/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Panetta Thomas.
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