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Panagiotis Peter Ermogenous

Santander Securities LLC

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About Panagiotis Peter Ermogenous

Panagiotis Peter Ermogenous is a financial advisor registered with Santander Securities LLC. Panagiotis Peter Ermogenous has been in the financial services industry since 2007. Panagiotis Peter Ermogenous is registered in New York and Pennsylvania. In addition to Santander Securities LLC, Panagiotis Peter Ermogenous has been previously registered with several firms including, Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., Capital One Investing, LLC, J.P. Morgan Securities LLC, AEGIS CAPITAL CORP., BlackBook Capital LLC, Alexander Capital, L.P., Brookstone Securities, Inc., Prestige Financial Center, Inc., Obsidian Financial Group, LLC and Westrock Advisors, Inc. Panagiotis Peter Ermogenous offers portfolio management for individuals and businesses, selection of other advisers and financial planning services.

Firm Information

Panagiotis Ermogenous is currently registered with Santander Securities LLC. Santander Securities LLC is a Limited Liability Company headquartered in Boston, MA. Founded in 2023, the firm offers financial planning, portfolio management for individuals and businesses, and selection of other advisers. Santander Securities LLC manages approximately $2,130,323,875 in regulatory assets under management for 9,813 clients. They are registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Santander Securities LLC

75 STATE STREET

BOSTON, MA 02109

$2.13B

Assets Under Management

Not reported

Total Clients

365

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Panagiotis Ermogenous’s Registration & Firm History

NY

01/26/2023 - Present

Santander Securities LLC (Williston Park NY)

NY

02/28/2022 - 01/31/2023

WELLS FARGO CLEARING SERVICES, LLC (GREAT NECK NY)

NY

04/16/2018 - 03/02/2022

CITIGROUP GLOBAL MARKETS INC. (MINEOLA NY)

NY

01/26/2017 - 04/16/2018

CAPITAL ONE INVESTING, LLC (MELVILLE NY)

NY

03/11/2016 - 02/08/2017

J.P. MORGAN SECURITIES LLC (CARLE PLACE NY)

NY

07/20/2011 - 03/08/2016

AEGIS CAPITAL CORP. (MELVILLE NY)

NY

01/05/2011 - 07/13/2011

BLACKBOOK CAPITAL LLC (NORTHPORT NY)

NJ

06/02/2010 - 01/21/2011

ALEXANDER CAPITAL, L.P. (RED BANK NJ)

NY

08/31/2009 - 06/02/2010

BROOKSTONE SECURITIES, INC. (GARDEN CITY NY)

NY

04/30/2008 - 09/10/2009

PRESTIGE FINANCIAL CENTER, INC. (GARDEN CITY NY)

NY

04/09/2008 - 05/30/2008

OBSIDIAN FINANCIAL GROUP, LLC (WOODBURY NY)

NY

05/10/2007 - 04/15/2008

WESTROCK ADVISORS, INC. (WOODBURY NY)

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Licenses & Designations

IA

Issued 11/29/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/30/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Panagiotis Peter Ermogenous. Review regulatory record here.
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