Unclaimed
Panagiotis Peter Ermogenous is a financial advisor registered with Santander Securities LLC. Panagiotis Peter Ermogenous has been in the financial services industry since 2007. Panagiotis Peter Ermogenous is registered in New York and Pennsylvania. In addition to Santander Securities LLC, Panagiotis Peter Ermogenous has been previously registered with several firms including, Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., Capital One Investing, LLC, J.P. Morgan Securities LLC, AEGIS CAPITAL CORP., BlackBook Capital LLC, Alexander Capital, L.P., Brookstone Securities, Inc., Prestige Financial Center, Inc., Obsidian Financial Group, LLC and Westrock Advisors, Inc. Panagiotis Peter Ermogenous offers portfolio management for individuals and businesses, selection of other advisers and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
01/26/2023 - Present
Santander Securities LLC (Williston Park NY)
NY
02/28/2022 - 01/31/2023
WELLS FARGO CLEARING SERVICES, LLC (GREAT NECK NY)
NY
04/16/2018 - 03/02/2022
CITIGROUP GLOBAL MARKETS INC. (MINEOLA NY)
NY
01/26/2017 - 04/16/2018
CAPITAL ONE INVESTING, LLC (MELVILLE NY)
NY
03/11/2016 - 02/08/2017
J.P. MORGAN SECURITIES LLC (CARLE PLACE NY)
NY
07/20/2011 - 03/08/2016
AEGIS CAPITAL CORP. (MELVILLE NY)
NY
01/05/2011 - 07/13/2011
BLACKBOOK CAPITAL LLC (NORTHPORT NY)
NJ
06/02/2010 - 01/21/2011
ALEXANDER CAPITAL, L.P. (RED BANK NJ)
NY
08/31/2009 - 06/02/2010
BROOKSTONE SECURITIES, INC. (GARDEN CITY NY)
NY
04/30/2008 - 09/10/2009
PRESTIGE FINANCIAL CENTER, INC. (GARDEN CITY NY)
NY
04/09/2008 - 05/30/2008
OBSIDIAN FINANCIAL GROUP, LLC (WOODBURY NY)
NY
05/10/2007 - 04/15/2008
WESTROCK ADVISORS, INC. (WOODBURY NY)
IA
Issued 11/29/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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