Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pan? Claim Your ProfilePan Jung Kwe is a financial advisor with over 29 years of experience in the financial services industry. Pan is a Certified Financial Planner and holds a Series 6, 7, 10, 24, 63, and 66 securities licenses. Pan is currently registered with LPL Financial LLC. Pan has previously worked for a number of other firms, including CUSO Financial Services, LP, WESCOM FINANCIAL SERVICES, Wells Fargo Investments, LLC, U.S. BANCORP INVESTMENTS, INC., UVEST FINANCIAL SERVICES GROUP, INC., GUARANTY BROKERAGE SERVICES, INC., FISERV INVESTOR SERVICES, INC., INDEPENDENT FINANCIAL SECURITIES, INC., FIMCO SECURITIES GROUP, INC., GREAT WESTERN FINANCIAL SECURITIES CORPORATION and FORTIS INVESTORS, INC. Pan specializes in providing financial planning, investment management, and insurance services to individuals, families, businesses, and retirement plans. Pan is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/04/2024 - Present
LPL Financial LLC (TORRANCE CA)
CA
01/13/2023 - 10/17/2023
CUSO FINANCIAL SERVICES, L.P. (TORRANCE CA)
CA
06/02/2008 - 02/06/2023
WESCOM FINANCIAL SERVICES (TORRANCE CA)
CA
02/07/2008 - 05/22/2008
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/29/2007 - 02/05/2008
U.S. BANCORP INVESTMENTS, INC. (DOWNEY CA)
CA
07/15/2005 - 04/04/2007
UVEST FINANCIAL SERVICES GROUP, INC. (ALHAMBRA CA)
MN
07/30/2001 - 05/06/2005
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
TX
05/12/1998 - 07/31/2001
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
NA
04/29/1998 - 05/14/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
WI
09/09/1997 - 04/08/1998
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
CA
02/16/1994 - 07/28/1997
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
MN
07/21/1993 - 02/09/1994
FORTIS INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 01/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/31/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/19/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/16/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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