Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pamela? Claim Your ProfilePamela Watson Rivers is a financial advisor with over 20 years of experience in the industry. Pamela is currently registered with LPL Financial LLC and has been with the firm since October 2017. Pamela has a diverse background, having previously worked at KMS Financial Services, Inc. and Calvert Investment Distributors, Inc. Pamela holds multiple licenses and designations including Series 6, 7, and 66. Pamela provides financial planning and investment advisory services to individuals, corporations, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
10/12/2017 - Present
LPL Financial LLC (CHATTANOOGA TN)
WA
01/28/2013 - 12/31/2015
KMS FINANCIAL SERVICES, INC. (SEATTLE WA)
MD
02/14/2002 - 01/31/2013
CALVERT INVESTMENT DISTRIBUTORS, INC. (BETHESDA MD)
BOTH
Issued 04/02/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/13/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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