Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pamela? Claim Your ProfilePamela V Cain is a financial advisor with LPL Financial LLC. Pamela has been in the financial industry since September 18, 1996. Previously, Pamela was registered with Associated Securities Corp. and FSC Securities Corporation. Pamela has a Series 7 and Series 63 license, as well as the SIE exam. Pamela is registered with the following states: Arizona, California, Colorado, Florida, Massachusetts, Nevada, Oregon, Texas, Vermont, Virginia, and Washington. Pamela specializes in providing financial planning, investment advisory, and other related services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/08/2009 - Present
LPL Financial LLC (PACIFIC GROVE CA)
CA
01/02/2009 - 09/08/2009
ASSOCIATED SECURITIES CORP. (PACIFIC GROVE CA)
CA
09/18/1996 - 12/31/2008
FSC SECURITIES CORPORATION (PACIFIC GROVE CA)
BC
Issued 10/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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