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Pamela Therese Imparato

Spartan Capital Securities, LLC

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About Pamela Therese Imparato

Pamela Imparato is a financial professional with over 15 years of experience in the financial services industry. Pamela is currently registered with Spartan Capital Securities, LLC in New York, NY. Pamela previously worked with several firms, including Morgan Stanley, UBS Financial Services Inc, and NYLIFE Securities LLC, gaining a diverse experience in the field. Pamela holds Series 63, Series 7, and SIE licenses.

Firm Information

Pamela Imparato is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pamela Imparato’s Registration & Firm History

NY

01/09/2023 - Present

Spartan Capital Securities, LLC (NEW YORK NY)

NY

01/22/2019 - 07/05/2022

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

02/09/2017 - 09/26/2018

NYLIFE SECURITIES LLC (NEW YORK NY)

NY

06/04/2009 - 06/15/2016

MORGAN STANLEY (PURCHASE NY)

NY

07/25/2007 - 06/04/2009

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/20/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/26/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Pamela Therese Imparato. Review regulatory record here.
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