Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pamela? Claim Your ProfilePamela Gothard is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Pamela has been in the securities industry since March 19, 1990. Pamela has been registered with Wells Fargo Clearing Services, LLC since November 24, 2006. Before that, Pamela worked at J.P. Morgan Securities Inc., BANC ONE SECURITIES CORPORATION, and RAUSCHER PIERCE REFSNES, INC. Pamela is licensed in 18 states, including Texas, California, Florida, Georgia, and Maryland. Pamela has Series 7, Series 63, and Series 65 licenses. Pamela also has experience in portfolio management for individuals and businesses, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/24/2006 - Present
Wells Fargo Clearing Services, LLC (DALLAS TX)
TX
07/01/2006 - 11/29/2006
J.P. MORGAN SECURITIES INC. (DALLAS TX)
TX
04/13/1992 - 07/01/2006
BANC ONE SECURITIES CORPORATION (DALLAS TX)
TX
03/20/1990 - 04/22/1992
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
IA
Issued 11/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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