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Pamela Sue Caloway

Hightower Securities, LLC

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About Pamela Sue Caloway

Pamela Caloway is a financial advisor with Hightower Securities, LLC, in Houston, Texas. Pamela has been in the financial services industry since February 7, 1993, and has a Series 63, Series 79TO, SIE, and Series 7 license. Pamela has worked for several firms including Salient Capital L.P., SMH Capital Inc., and Harris Webb & Garrison, Inc.

Firm Information

Pamela Caloway is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pamela Caloway’s Registration & Firm History

TX

09/10/2018 - Present

Hightower Securities, LLC (HOUSTON TX)

TX

11/25/2009 - 09/07/2018

SALIENT CAPITAL L.P. (HOUSTON TX)

TX

02/01/2000 - 11/16/2009

SMH CAPITAL INC. (HOUSTON TX)

TX

01/29/1993 - 02/01/2000

HARRIS WEBB & GARRISON, INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 04/19/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pamela Sue Caloway.
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