Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pamela? Claim Your ProfilePamela Graham is a financial advisor with LPL Financial LLC. Pamela has been in the financial services industry since April 2, 1992. Pamela is registered with the Securities and Exchange Commission (SEC) and is also registered with the states of California, Colorado, Delaware, Florida, Maryland, Massachusetts, Michigan, Nevada, New Mexico, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Virginia and West Virginia. Pamela is a member of the Financial Industry Regulatory Authority (FINRA) and is also a member of the North American Securities Administrators Association (NASAA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
03/02/2016 - Present
LPL Financial LLC (SYKESVILLE MD)
AZ
09/21/1998 - 01/17/2001
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NC
04/21/1994 - 11/14/1996
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
05/17/1990 - 04/08/1994
MNB BROKERAGE ALTERNATIVE, INC.
IA
Issued 09/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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