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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pamela? Claim Your ProfilePamela Howe is a registered investment advisor with UBS Financial Services Inc. Pamela has been active in the industry since 1975 and has experience working with Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Paine Webber Incorporated, Advest, Inc., Paine, Webber, Jackson & Curtis Inc., Derand Investment Corporation of America, Oppenheimer & Co., Inc. and White, Weld & Co. Incorporated. Pamela has a broad base of knowledge in the financial industry, having passed multiple exams in both Broker Check and Investment Advisor exams. Pamela also has a deep understanding of the needs of clients from a wide range of backgrounds. Pamela has a strong reputation in the industry, and is committed to providing her clients with the highest quality financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
DC
02/12/2009 - Present
UBS Financial Services Inc. (WASHINGTON DC)
DC
04/02/2007 - 02/13/2009
MORGAN STANLEY & CO. INCORPORATED (WASHINGTON DC)
DC
07/22/1987 - 04/02/2007
MORGAN STANLEY DW INC. (WASHINGTON DC)
NA
10/22/1984 - 07/27/1987
PAINEWEBBER INCORPORATED
NA
07/12/1983 - 10/19/1984
ADVEST, INC.
NA
05/04/1983 - 06/10/1983
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
11/18/1982 - 12/21/1982
DERAND INVESTMENT CORPORATION OF AMERICA
NA
01/24/1978 - 02/12/1982
OPPENHEIMER & CO., INC.
NA
08/31/1976 - 01/05/1978
WHITE, WELD & CO. INCORPORATED
NA
03/07/1974 - 10/02/1976
BAKER, WEEKS & CO., INC.
IA
Issued 12/23/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 03/01/1978
PC - AMEX Put and Call Exam
BC
Issued 03/04/1974
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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