Unclaimed
Pamela Tholen is a financial professional with over 16 years of experience in the industry. Pamela has a strong background in capital markets and securities, holding Series 3, 7, 24, and 63 licenses. Currently, Pamela works at KKR Capital Markets LLC as a Principal. Prior to that, Pamela worked for Barclays Capital Inc. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/16/2021 - Present
KKR Capital Markets LLC (New York NY)
NY
09/19/2014 - 03/04/2016
KKR CAPITAL MARKETS LLC (NEW YORK NY)
NY
10/30/2008 - 07/20/2012
KKR CAPITAL MARKETS LLC (NEW YORK NY)
NY
09/22/2008 - 10/16/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/25/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 10/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2021
Series 24 - General Securities Principal Examination
BC
Issued 08/31/2016
Series 3 - National Commodity Futures Examination
BC
Issued 10/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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