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Pamela Marie Tholen

KKR Capital Markets LLC

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About Pamela Marie Tholen

Pamela Tholen is a financial professional with over 16 years of experience in the industry. Pamela has a strong background in capital markets and securities, holding Series 3, 7, 24, and 63 licenses. Currently, Pamela works at KKR Capital Markets LLC as a Principal. Prior to that, Pamela worked for Barclays Capital Inc. and Lehman Brothers Inc.

Firm Information

Pamela Tholen is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pamela Tholen’s Registration & Firm History

NY

11/16/2021 - Present

KKR Capital Markets LLC (New York NY)

NY

09/19/2014 - 03/04/2016

KKR CAPITAL MARKETS LLC (NEW YORK NY)

NY

10/30/2008 - 07/20/2012

KKR CAPITAL MARKETS LLC (NEW YORK NY)

NY

09/22/2008 - 10/16/2008

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

10/25/2007 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/04/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/10/2021

Series 24 - General Securities Principal Examination

BC

Issued 08/31/2016

Series 3 - National Commodity Futures Examination

BC

Issued 10/23/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pamela Marie Tholen.
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