Unclaimed
Pamela Mantooth Hall is a registered representative with Capfinancial Securities, LLC. Pamela has been in the financial services industry since 1998 and has held previous positions at RAYMOND JAMES FINANCIAL SERVICES, INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, WELLS FARGO ADVISORS, LLC, WACHOVIA SECURITIES, INC. and WACHOVIA SECURITIES, INC. Pamela is licensed in North Carolina and holds the Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/06/2023 - Present
Capfinancial Securities, LLC (Sanford NC)
NC
10/18/2017 - 11/01/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Sanford NC)
NC
10/15/2015 - 10/25/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SANFORD NC)
NC
02/18/2004 - 10/16/2015
WELLS FARGO ADVISORS, LLC (SANFORD NC)
MO
06/15/2002 - 05/29/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
04/18/1997 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 06/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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