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Pamela Kaye

Kestra Investment Services, LLC

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About Pamela Kaye

Pamela Kaye is a registered representative with Kestra Investment Services, LLC and has been in the financial services industry since 2012. Pamela has a broad range of experience, having previously worked with Commonwealth Financial Network, Cambridge Investment Research, Inc., Tremont Securities, Inc., Lepercq, De Neuflize Securities Inc., and Paine Webber Incorporated. Pamela's career spans multiple states including Arizona, New York, and New Jersey. Pamela holds the Series 63, SIE, Series 6TO, and Series 7 securities licenses and is an active participant in the financial services industry.

Firm Information

Pamela Kaye is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pamela Kaye’s Registration & Firm History

AZ

05/01/2024 - Present

Kestra Investment Services, LLC (Scottsdale AZ)

AZ

10/19/2021 - 05/02/2024

COMMONWEALTH FINANCIAL NETWORK (PAYSON AZ)

AZ

09/14/2019 - 10/20/2020

CAMBRIDGE INVESTMENT RESEARCH, INC. (Scottsdale AZ)

NY

11/14/1997 - 01/29/2002

TREMONT SECURITIES, INC. (RYE NY)

NY

08/02/1995 - 08/05/1997

LEPERCQ, DE NEUFLIZE SECURITIES INC. (NEW YORK NY)

NJ

12/22/1987 - 08/04/1989

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 09/26/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/13/2019

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/01/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pamela Kaye.
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