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Pamela Kay Trobec

Cetera Investment Services LLC

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About Pamela Kay Trobec

Pamela Trobec is a registered representative with Cetera Investment Services LLC. Pamela has been in the securities industry since February 27, 1994. Pamela is licensed in Iowa and Minnesota.

Firm Information

Pamela Trobec is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pamela Trobec’s Registration & Firm History

MN

06/27/2017 - Present

Cetera Investment Services LLC (ST CLOUD MN)

MN

05/28/2015 - 09/22/2016

SECURITIES AMERICA, INC. (SAINT CLOUD MN)

CA

06/12/2013 - 05/26/2015

CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)

CO

06/12/2013 - 05/26/2015

CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)

IL

06/12/2013 - 05/26/2015

CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)

MN

05/26/1993 - 05/26/2015

CETERA INVESTMENT SERVICES LLC (SAINT CLOUD MN)

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Licenses & Designations

BC

Issued 02/22/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pamela Kay Trobec.
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