Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pamela? Claim Your ProfilePamela Kay Swanson is a registered representative with Stifel, Nicolaus & Company, Inc. in Scottsdale, Arizona. Pamela has been in the securities industry since 1993 and has a diverse range of experience. Pamela holds the Series 6, 7 and 63 securities licenses, as well as the SIE exam. Pamela has been associated with Stifel, Nicolaus & Company, Inc. since 2018. Prior to that, Pamela was employed with Raymond James & Associates, Inc., Robert W. Baird & Co. Incorporated, U.S. Bancorp Piper Jaffray Inc., and Furman Selz LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
09/24/2018 - Present
Stifel, Nicolaus & Company, Inc. (SCOTTSDALE AZ)
AZ
04/18/2007 - 09/25/2018
RAYMOND JAMES & ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
02/22/2002 - 04/30/2007
ROBERT W. BAIRD & CO. INCORPORATED (SCOTTSDALE AZ)
MN
02/14/1997 - 03/06/2002
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
09/28/1995 - 01/27/1997
FURMAN SELZ LLC (NEW YORK NY)
NA
05/17/1993 - 08/17/1995
BANC ONE ARIZONA INVESTMENT SERVICES CORPORATION
BC
Issued 05/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/14/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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