Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pamela? Claim Your ProfilePamela McComas is a financial advisor with over 20 years of experience in the financial services industry. Pamela is currently registered with Raymond James & Associates, Inc. Pamela has been with Raymond James since 2015 and has a diverse background in financial services. Previous roles include positions with NFP Advisor Services, LLC, UBS Financial Services Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Salomon Smith Barney Inc. Pamela is well-equipped to provide financial planning, portfolio management, and investment advice to a range of clients. Pamela holds the following licenses: Series 3, 7, 9, 10, 63, and 65. Pamela is also registered as an Investment Advisor Representative in Florida, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/19/2015 - Present
Raymond James & Associates, Inc. (SARASOTA FL)
UT
12/02/2014 - 08/17/2015
NFP ADVISOR SERVICES, LLC (Salt Lake City UT)
UT
08/23/2010 - 09/17/2014
UBS FINANCIAL SERVICES INC. (SALT LAKE CITY UT)
UT
06/01/2009 - 09/13/2010
MORGAN STANLEY SMITH BARNEY (SALT LAKE CITY UT)
UT
06/04/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SALT LAKE CITY UT)
NY
08/03/2001 - 10/08/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 12/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/18/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2005
Series 3 - National Commodity Futures Examination
BC
Issued 08/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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