Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pamela? Claim Your ProfilePamela Dauphin is a financial advisor with Stifel, Nicolaus & Company, Inc., a firm with over $149 billion in assets under management. Pamela has been a registered representative for over 35 years and holds the Series 63, Series 7, and SIE exams. Pamela has experience in serving a wide range of clients including high net worth individuals, corporations, and charitable organizations. Pamela’s areas of specialization include financial planning, portfolio management, and selection of other advisors. Pamela previously worked for Wachovia Securities, LLC and A. G. Edwards & Sons, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
03/27/2009 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
01/01/2008 - 03/27/2009
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
05/13/1988 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
04/24/1985 - 06/02/1988
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
BC
Issued 05/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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