Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pamela? Claim Your ProfilePamela Pouncy is a financial advisor in Opelika, Alabama. Pamela has been working in the financial services industry since January 13, 1998, and currently works at LPL Financial LLC. Pamela holds Series 7 and Series 63 licenses. Pamela is registered with FINRA and the state of Alabama. Pamela's previous employers include WELLS FARGO CLEARING SERVICES, LLC, BB&T INVESTMENT SERVICES, INC., MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. Pamela specializes in providing financial planning, portfolio management, and consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
04/05/2019 - Present
LPL Financial LLC (OPELIKA AL)
AL
05/18/2015 - 04/04/2019
WELLS FARGO CLEARING SERVICES, LLC (BIRMINGHAM AL)
FL
01/14/2013 - 05/18/2015
BB&T INVESTMENT SERVICES, INC. (TALLAHASSEE FL)
AL
06/01/2009 - 05/26/2011
MORGAN STANLEY SMITH BARNEY (BIRMINGHAM AL)
AL
01/03/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BIRMINGHAM AL)
AL
05/09/1996 - 12/16/2004
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
IA
Issued 03/16/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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