Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pamela? Claim Your ProfilePamela Roy is a financial advisor with over 28 years of experience in the financial services industry. Pamela is currently registered with TIAA-CREF Individual & Institutional Services, LLC and specializes in providing financial advice and investment management services to individuals and families. Pamela previously worked at several other firms, including First Tryon Securities, LLC, LPL Financial LLC, UVEST Financial Services Group, Inc., Interstate/Johnson Lane Corporation and Stephens Inc. Pamela holds Series 6 and 63 licenses and the SIE designation, which demonstrates her commitment to providing high-quality financial services to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
03/03/2014 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
09/19/2012 - 02/20/2014
FIRST TRYON SECURITIES, LLC (CHARLOTTE NC)
NC
08/05/2010 - 09/12/2012
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
04/22/1996 - 08/05/2009
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
10/10/1995 - 01/31/1996
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
AR
08/02/1994 - 08/22/1995
STEPHENS INC. (LITTLE ROCK AR)
BC
Issued 04/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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