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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pamela? Claim Your ProfilePamela Jeanne Prescott is a financial professional with over 15 years of experience in the industry. She has a strong background in securities and investment advisory services. Pamela Prescott is currently registered with Wells Fargo Clearing Services, LLC and previously worked with Thompson Davis & Co., Inc. She is licensed in Virginia as an Investment Advisor Representative and a Securities Agent. Pamela Prescott has a comprehensive understanding of investment strategies, financial planning, and portfolio management. She is committed to providing her clients with personalized guidance and exceptional service to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
08/24/2015 - Present
Wells Fargo Clearing Services, LLC (GLEN ALLEN VA)
VA
05/30/2007 - 08/26/2015
THOMPSON DAVIS & CO., INC. (RICHMOND VA)
IA
Issued 05/21/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/02/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/11/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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