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Pamela Jeanne Madruga

Hightower Securities, LLC

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About Pamela Jeanne Madruga

Pamela Madruga is a financial advisor at Hightower Securities, LLC. Pamela has over a decade of experience in the financial industry. Pamela has held previous roles at KEY INVESTMENT SERVICES LLC, TRADESTATION SECURITIES, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., CAPFINANCIAL SECURITIES, LLC., LPL FINANCIAL LLC, RYAN FINANCIAL, INC., SANDERS MORRIS HARRIS INC., FSP INVESTMENTS LLC, MORGAN STANLEY SMITH BARNEY, and MORGAN STANLEY & CO. INCORPORATED. Pamela holds the Series 63, Series 7, and SIE licenses. Pamela is registered to conduct business in Maine.

Firm Information

Pamela Madruga is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pamela Madruga’s Registration & Firm History

ME

12/14/2023 - Present

Hightower Securities, LLC (New Gloucester ME)

OH

11/07/2023 - 12/06/2023

KEY INVESTMENT SERVICES LLC (BROOKLYN OH)

FL

07/28/2022 - 09/07/2022

TRADESTATION SECURITIES, INC. (PLANTATION FL)

FL

02/17/2021 - 07/26/2022

RAYMOND JAMES FINANCIAL SERVICES, INC. (FT. LAUDERDALE FL)

MA

10/07/2019 - 08/14/2020

RAYMOND JAMES FINANCIAL SERVICES, INC. (Newton MA)

NC

10/22/2018 - 09/27/2019

CAPFINANCIAL SECURITIES, LLC. (RALEIGH NC)

MA

07/14/2015 - 09/21/2018

LPL FINANCIAL LLC (LEXINGTON MA)

MA

09/12/2011 - 07/20/2015

RYAN FINANCIAL, INC. (ANDOVER MA)

MA

01/25/2011 - 08/19/2011

SANDERS MORRIS HARRIS INC. (BURLINGTON MA)

MA

12/18/2009 - 01/03/2011

FSP INVESTMENTS LLC (WAKEFIELD MA)

MA

06/01/2009 - 12/17/2009

MORGAN STANLEY SMITH BARNEY (MIDDLETON MA)

MA

05/12/2009 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (MIDDLETON MA)

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Licenses & Designations

BC

Issued 02/17/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/21/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/11/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pamela Jeanne Madruga.
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