Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pamela? Claim Your ProfilePamela Guggenheim is a financial advisor in Columbus, Ohio. Pamela has been in the financial industry for over 30 years and is currently registered with Wells Fargo Clearing Services, LLC. Pamela is licensed to sell securities in several states including Ohio, Florida, Texas, Illinois and many more. Pamela's specializations include financial planning, portfolio management for individuals and businesses, and selection of other advisors. Before joining Wells Fargo, Pamela worked with UBS Financial Services Inc. and McDonald Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
02/05/2024 - Present
Wells Fargo Clearing Services, LLC (COLUMBUS OH)
OH
02/09/2007 - 02/18/2011
UBS FINANCIAL SERVICES INC. (PEPPER PIKE OH)
OH
05/14/1999 - 02/09/2007
MCDONALD INVESTMENTS INC. (NEW ALBANY OH)
OH
03/03/1995 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
NA
08/04/1993 - 03/03/1995
SOCIETY INVESTMENTS, INC.
NY
01/21/1987 - 08/31/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BC
Issued 02/19/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/05/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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