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Pamela Jane Kratzer

Northwestern Mutual Investment Services, LLC

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About Pamela Jane Kratzer

Pamela Kratzer is a registered representative with Northwestern Mutual Investment Services, LLC in Milwaukee, Wisconsin. Pamela has been in the financial industry since June 17, 1993. Pamela has experience with Wells Fargo Investments, LLC, BANC ONE SECURITIES CORPORATION and STRONG INVESTMENTS, INC. Pamela is licensed to sell securities in Wisconsin. Pamela is also a registered investment advisor representative in Wisconsin.

Firm Information

Pamela Kratzer is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

720 E Wisconsin Ave

Milwaukee, WI 53202

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Pamela Kratzer’s Registration & Firm History

WI

01/06/2024 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

06/15/2006 - 06/01/2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

02/16/2005 - 05/30/2006

WELLS FARGO INVESTMENTS, LLC (MENOMONEE FALLS WI)

IL

07/17/2003 - 12/01/2004

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

WI

12/23/1991 - 09/10/2002

STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)

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Licenses & Designations

IA

Issued 3/29/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 1/3/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/18/2000

Series 7 - General Securities Representative Examination

BC

Issued 12/19/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pamela Jane Kratzer.
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