Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pamela? Claim Your ProfilePamela Rosenfeld is a financial advisor with over 40 years of experience in the industry. She is currently registered with Henley & Co. LLC and has held previous positions with Raymond James Financial Services, Inc. and Robert Thomas Securities, Inc. Pamela holds the Series 63, Series 7 and SIE licenses, as well as a Series 66, and is registered with the states of California, Colorado, Florida, Hawaii, Illinois, Massachusetts, Michigan, New Jersey, New York and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/08/2005 - Present
Henley & Co. LLC (UNIONDALE NY)
FL
01/04/1999 - 02/02/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
05/26/1988 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NA
12/22/1980 - 06/01/1988
PHILIPS, APPEL & WALDEN, INC.
BC
Issued 10/01/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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