Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pamela? Claim Your ProfilePamela Broms is a registered investment advisor representative with Hilltop Securities Inc. Pamela has been in the industry since 1986 and has held various roles with firms such as Lehman Brothers Inc., Dean Witter Reynolds Inc., and Smith Barney, Harris Upham & Co., Incorporated. Currently, Pamela provides financial planning, educational seminars, and portfolio management services for individuals and businesses. Pamela is registered in Arizona, Colorado, Oklahoma, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
OK
12/01/2015 - Present
Hilltop Securities Inc. (NORMAN OK)
OK
06/01/2009 - 09/21/2009
MORGAN STANLEY SMITH BARNEY (OKLAHOMA CITY OK)
OK
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (OKLAHOMA CITY OK)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/29/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
10/16/1986 - 02/27/1987
DEAN WITTER REYNOLDS INC.
NA
04/25/1986 - 09/26/1986
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 08/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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