Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pamela? Claim Your ProfilePamela Heath is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been in the industry since 1999. Pamela has a wide range of experience in the financial services industry and holds several licenses, including Series 7, Series 9, Series 10, Series 24, Series 53, and Series 66. Pamela has previously worked with several firms, including Raymond James Financial Services, Inc., Nationwide Investment Services Corporation, Farmers Financial Solutions, LLC, and H.D. Vest Investment Services. Pamela is registered with the Securities and Exchange Commission (SEC) and holds a FINRA license. Pamela offers a range of services, including portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
02/28/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAINT GEORGE UT)
UT
03/26/2015 - 12/13/2016
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. GEORGE UT)
OH
06/14/2013 - 08/01/2014
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
CA
06/05/2009 - 04/18/2013
RAYMOND JAMES FINANCIAL SERVICES, INC. (RIVERSIDE CA)
CA
05/29/2008 - 03/06/2009
FARMERS FINANCIAL SOLUTIONS, LLC (SAN BERNARDINO CA)
CA
10/04/2006 - 04/26/2008
H.D. VEST INVESTMENT SERVICES (SAN BERNARDINO CA)
CA
01/16/2006 - 09/28/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (CLAREMONT CA)
MA
05/04/2001 - 07/13/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
FL
12/21/1999 - 04/05/2001
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
BOTH
Issued 12/17/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/20/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/29/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/01/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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