Unclaimed
Pamela Emerson Kiernan is an investment advisor representative with over 26 years of experience in the financial services industry. Pamela Kiernan is currently registered with Morgan Stanley in Connecticut and Texas. Pamela Kiernan has previously been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley DW Inc., Salomon Smith Barney Inc., and Lehman Brothers Inc. Pamela Kiernan has passed the Series 63, Series 7, and Series 65 exams. Pamela Kiernan is also a Registered Representative with FINRA. Pamela Kiernan has a wide range of experience in providing financial services to individuals and families. Pamela Kiernan is committed to providing her clients with personalized investment advice and guidance. Pamela Kiernan's specializations include: asset allocation advice, financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
08/30/2019 - Present
Morgan Stanley (Stamford CT)
CT
08/30/2005 - 09/03/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STAMFORD CT)
NY
01/07/1999 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/31/1993 - 01/11/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/07/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/07/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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