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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pamela? Claim Your ProfilePamela Elizabeth Thomas is a financial advisor with UBS Financial Services Inc. based in Houston, TX. Pamela has been in the financial industry since 1997 and has a broad range of experience in both individual and business financial planning. Pamela holds several industry certifications, including Series 7, Series 6, Series 63, and Series 66. Pamela works with a wide variety of clients, including high-net-worth individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
03/22/2019 - Present
UBS Financial Services Inc. (HOUSTON TX)
GA
03/08/2000 - 03/08/2007
LEHMAN BROTHERS INC. (ATLANTA GA)
GA
12/17/1998 - 02/25/2000
SUNTRUST EQUITABLE SECURITIES (ATLANTA GA)
FL
08/26/1997 - 12/23/1998
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
IA
03/26/1997 - 04/17/1997
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NJ
03/26/1996 - 08/29/1996
COPELAND EQUITIES, INC. (SOMERSET NJ)
BOTH
Issued 09/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/25/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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