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Pamela Concetta Dix

Northwestern Mutual Investment Services, LLC

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About Pamela Concetta Dix

Pamela Dix is a financial advisor at Northwestern Mutual Investment Services, LLC, a firm she joined in December 2011. Pamela has over 27 years of experience in the financial services industry, and has a strong track record of helping clients reach their financial goals. Pamela holds the Series 7 and Series 63 licenses, and is registered in Wisconsin. Pamela is dedicated to providing her clients with personalized financial advice, and has a commitment to building long-term relationships with her clients.

Firm Information

Pamela Dix is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Pamela Dix’s Registration & Firm History

WI

06/27/2014 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

12/07/2011 - 10/16/2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

06/26/2003 - 07/18/2008

M&I FINANCIAL ADVISORS, INC (MILWAUKEE WI)

WI

08/23/1995 - 04/11/2003

M&I BROKERAGE SERVICES, INC. (MILWAUKEE WI)

MN

10/10/1994 - 08/10/1995

NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)

NY

01/22/1994 - 04/21/1994

NYLIFE SECURITIES INC. (NEW YORK NY)

AZ

08/03/1992 - 07/13/1993

NORCROSS SECURITIES, INC. (PHOENIX AZ)

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Licenses & Designations

BC

Issued 04/29/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pamela Concetta Dix.
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