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Pamela Clancy rotondo

Prudential Investment Management Services LLC

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About Pamela Clancy rotondo

Pamela Clancy rotondo is a financial advisor with Prudential Investment Management Services LLC. Pamela has been in the industry since June 1998 and is registered to sell securities in 51 states and the District of Columbia. Her previous employers include MAN INVESTMENTS INC., FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC., PYRAMIS DISTRIBUTORS CORPORATION LLC, RUSSELL FUND DISTRIBUTORS, INC., PART OF RUSSELL INVESTMENTS, RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS, FRANK RUSSELL SECURITIES, INC., and STATE STREET CAPITAL MARKETS, LLC.

Firm Information

Pamela Clancy rotondo is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pamela Clancy rotondo’s Registration & Firm History

NJ

08/18/2020 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NY

08/11/2017 - 07/01/2020

MAN INVESTMENTS INC. (NEW YORK NY)

RI

05/12/2016 - 10/05/2016

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

01/09/2009 - 05/12/2016

PYRAMIS DISTRIBUTORS CORPORATION LLC (SMITHFIELD RI)

RI

03/04/2008 - 01/30/2009

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

WA

01/01/2008 - 01/29/2008

RUSSELL FUND DISTRIBUTORS, INC., PART OF RUSSELL INVESTMENTS (TACOMA WA)

WA

07/15/2004 - 01/01/2008

RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS (TACOMA WA)

WA

05/04/2001 - 08/26/2004

FRANK RUSSELL SECURITIES, INC. (SEATTLE WA)

MA

01/02/2001 - 03/16/2001

STATE STREET CAPITAL MARKETS, LLC (BOSTON MA)

MA

04/01/1997 - 12/31/2000

STATE STREET CAPITAL MARKETS, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 01/12/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2018

Series 3 - National Commodity Futures Examination

BC

Issued 07/18/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pamela Clancy rotondo.
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