Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pamela? Claim Your ProfilePamela Parliament is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., based in Wayzata, MN. Pamela has been in the industry since 2019 and has a wide range of experience in the financial services industry. Pamela holds a Series 7TO, Series 66, Series 9, and Series 10 license and is registered in 41 states. Pamela provides financial advice to individuals, corporations, and other businesses. Pamela focuses on helping clients reach their financial goals through a variety of investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
11/10/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WAYZATA MN)
SD
06/17/2021 - 10/12/2021
UBS FINANCIAL SERVICES INC. (SIOUX FALLS SD)
SD
09/20/2019 - 06/10/2021
MORGAN STANLEY (SIOUX FALLS SD)
BOTH
Issued 07/09/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/05/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/20/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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