Unclaimed
Pamela Baird has been working in the financial industry since August 31, 1991. Pamela is currently a registered representative with Raymond James & Associates, Inc. with offices in Huntsville, Alabama. Pamela Baird holds multiple licenses including Series 6, 7, 24, 63 and 65. Pamela has previously worked for Morgan Keegan & Company, Inc., Amsouth Investment Services, Inc. and Central Brokerage Services, Inc. Pamela is registered to provide securities and investment advisory services in Alabama, Arizona, Arkansas, Florida, Georgia, Illinois, Kentucky, Mississippi, North Carolina, Ohio, Rhode Island, Tennessee, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
12/21/2016 - Present
Raymond James & Associates, Inc. (HUNTSVILLE AL)
AL
11/10/1994 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (HUNTSVILLE AL)
AL
11/27/1991 - 11/25/1994
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
AL
06/03/1991 - 08/28/1991
CENTRAL BROKERAGE SERVICES, INC. (BIRMINGHAM AL)
IA
Issued 04/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1992
Series 7 - General Securities Representative Examination
BC
Issued 05/31/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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