Invested Better
Unclaimed

Unclaimed

Unclaimed

Pamela Ann Walton

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Pamela? Claim Your Profile

About Pamela Ann Walton

Pamela Walton has been in the financial services industry since September 22, 1983. She is currently registered with Nylife Securities LLC and has been with the firm since June 29, 2006. Pamela is licensed in California, Ohio and Texas and holds the Series 6, Series 22, Series 63, and SIE licenses.

Firm Information

Pamela Walton is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Pamela Walton’s Registration & Firm History

TX

09/23/1983 - Present

Nylife Securities LLC (SAN ANTONIO TX)

Not sure if Pamela Ann Walton is right for you?

Licenses & Designations

BC

Issued 10/01/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/1984

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 09/22/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Pamela Ann Walton. Review regulatory record here.
Not sure if Pamela Ann Walton is right for you?