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Paloma Alicea torregrosa

Vanguard Marketing Corp.

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About Paloma Alicea torregrosa

Paloma Alicea Torregrosa is a financial professional with Vanguard Marketing Corp.. Paloma has been in the industry since January 2023 and holds the Series 63, Series 7TO and SIE licenses. Paloma is registered in New York, Pennsylvania and Virginia.

Firm Information

Paloma Alicea torregrosa is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paloma Alicea torregrosa’s Registration & Firm History

PA

01/12/2023 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BC

Issued 01/23/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/12/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/19/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Paloma Alicea torregrosa. Review regulatory record here.
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