Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pallavi? Claim Your ProfilePallavi Shah is a registered representative with GT Securities, Inc. in Los Angeles, CA. Pallavi has been in the securities industry since December 2018. Pallavi is licensed to conduct business in California. Pallavi has passed the Series 79, Series 63 and SIE exams. Pallavi was previously registered with Houlihan Lokey Capital, Inc. in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
01/05/2022 - Present
GT Securities, Inc. (LOS ANGELES CA)
CA
03/28/2017 - 04/29/2020
HOULIHAN LOKEY CAPITAL, INC. (SAN FRANCISCO CA)
BC
Issued 04/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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