Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pallavi? Claim Your ProfilePallavi Awasthi is a registered representative with ANZ Securities, Inc., and has been active in the industry since September 2, 2019. Pallavi holds Series 7TO, Series 63, and SIE licenses. Pallavi is currently registered with 53 states and the District of Columbia. Pallavi was previously registered with Credit Suisse Securities (USA) LLC from July 8, 2019 until April 3, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/31/2023 - Present
ANZ Securities, Inc. (NEW YORK NY)
NY
07/08/2019 - 04/03/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 07/27/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/10/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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